Consumer Protection Code (CPC) Training

Guidance and Training on the Consumer Protection Code

Compliance and Regulatory Training

How to manage the Compliance and Business Functions to foster growth in a firm.

Compliance Officers Master Class

Mentoring programme for Compliance Officers

Anti Money Laundering/Criminal Terrorist Financing

Fulfilling the Annual Training Requirements

Ethics Training

Fulfilling the Annual Training Requirements

Complaints Handling:

Training Staff to handle complaints, leading to early resolution.

Fitness and Probity Requirements:

Training on the Fitness and Probity Standards and The Minimum Competency Code

Procedures Training:

Financial Training on amending and implementing the firms procedures manuals

ONR System:

Training on operating the Online Return System

 

Evelyn Hanrahan - May 2008 3 (3)
Evelyn Hanrahan